SFC Licences of LAU Yan Kit 劉恩傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Funderstone Securities Limited	RO	4	18 November 2022
Funderstone Futures Limited	RO	5	18 November 2022
Funderstone Securities Limited	RO	1	30 November 2021
Funderstone Futures Limited	RO	2	30 November 2021
Funderstone Securities Limited	RE	9	30 November 2021
Funderstone Securities Limited	RE	1	20 October 2021	30 November 2021
HS Securities Limited 和升證券有限公司	RO	1	04 December 2020	02 October 2021
Magpie Securities Limited 喜鵲證券有限公司	RE	9	05 November 2019	15 April 2020
Magpie Securities Limited 喜鵲證券有限公司	RE	4	05 November 2019	15 April 2020
Magpie Securities Limited 喜鵲證券有限公司	RO	1	30 August 2019	15 April 2020
Magpie Securities Limited 喜鵲證券有限公司	RO	2	21 June 2019	15 April 2020
SP Securities Limited 中盈證券有限公司	RE	9	01 November 2018	27 March 2019
SP Securities Limited 中盈證券有限公司	RO	1	08 February 2018	27 March 2019
SP Securities Limited 中盈證券有限公司	RE	4	11 December 2017	27 March 2019
SP Securities Limited 中盈證券有限公司	RE	1	01 November 2017	08 February 2018
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	15 September 2017	17 October 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	15 September 2017	17 October 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	15 September 2017	17 October 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	3	01 February 2013	17 October 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	03 June 2011	17 October 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	03 June 2011	17 October 2017
Funderstone Futures Limited	RE	2	18 August 2008	22 May 2011
Funderstone Securities Limited	RE	1	18 August 2008	22 May 2011