SFC Licences of SEHGAL Yuvraj Avinash
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 23 January 2009 | 19 August 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 January 2009 | 19 August 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 21 July 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 21 July 2008 | 29 September 2008 |