SFC Licences of TAN Fang 譚方
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 26 March 2021 | 12 January 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 26 March 2021 | 12 January 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 March 2021 | 12 January 2023 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 09 November 2009 | 01 September 2012 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 09 November 2009 | 01 September 2012 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 09 November 2009 | 01 September 2012 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 09 November 2009 | 01 September 2012 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 21 May 2009 | 01 September 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 August 2008 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 August 2008 | 20 November 2008 |