SFC Licences of TAN Fang 譚方

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 26 March 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 26 March 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 26 March 2021
JPMorgan Asset Management (Asia Pacific) Limited RE 4 09 November 2009 01 September 2012
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 09 November 2009 01 September 2012
JPMorgan Asset Management (Asia Pacific) Limited RE 9 09 November 2009 01 September 2012
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 09 November 2009 01 September 2012
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 21 May 2009 01 September 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 04 August 2008 20 November 2008
Morgan Stanley Hong Kong Futures Limited RE 2 04 August 2008 20 November 2008