SFC Licences of LAI Man Kin 黎敏健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 31 May 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 31 May 2018 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 03 November 2016 | 11 May 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 03 November 2016 | 11 May 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 July 2008 | 19 October 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 July 2008 | 19 October 2016 |