SFC Licences of GUO Yijun 郭一君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 09 August 2022 | |
| Merrill Lynch Far East Limited | RO | 6 | 04 July 2019 | 01 April 2020 |
| Merrill Lynch Far East Limited | RO | 4 | 04 July 2019 | 01 April 2020 |
| Merrill Lynch Far East Limited | RO | 1 | 04 July 2019 | 01 April 2020 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 04 July 2019 | 01 April 2020 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 04 July 2019 | 01 April 2020 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 04 July 2019 | 01 April 2020 |
| Merrill Lynch Far East Limited | RE | 6 | 16 October 2015 | 04 July 2019 |
| Merrill Lynch Far East Limited | RE | 4 | 16 October 2015 | 04 July 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 16 October 2015 | 04 July 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 October 2015 | 04 July 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 October 2015 | 04 July 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 October 2015 | 04 July 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 08 June 2011 | 17 July 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 June 2011 | 17 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 July 2008 | 07 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 July 2008 | 07 June 2011 |