SFC Licences of LI Xuan 李璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 March 2016 | 06 September 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 09 January 2012 | 26 November 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 March 2010 | 05 September 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 July 2008 | 26 November 2015 |