SFC licenceholder ARJ016 LAM Calvin Chi-him 林子謙

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2018-03-21
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-03-21
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-10-11 2017-12-06
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 7 (Providing Automated Trading Services) 2015-02-23 2016-10-10
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 (Dealing in Securities) 2012-04-27 2016-10-10
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 (Dealing in Securities) 2008-07-28 2017-12-06
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 (Dealing in Futures Contracts) 2008-07-28 2016-10-10