SFC licenceholder ARJ016 LAM Calvin Chi-him 林子謙
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 15 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 21 March 2018 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | [1] (Dealing in Securities), [7] (Providing Automated Trading Services) | 21 March 2018 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) | 11 October 2016 | 06 December 2017 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | [7] (Providing Automated Trading Services) | 23 February 2015 | 10 October 2016 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | [1] (Dealing in Securities) | 27 April 2012 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | [1] (Dealing in Securities) | 28 July 2008 | 06 December 2017 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | [2] (Dealing in Futures Contracts) | 28 July 2008 | 10 October 2016 |