SFC licenceholder ARJ016 LAM Calvin Chi-him 林子謙
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2018-03-21 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-03-21 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2016-10-11 | 2017-12-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 (Providing Automated Trading Services) | 2015-02-23 | 2016-10-10 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 (Dealing in Securities) | 2012-04-27 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 (Dealing in Securities) | 2008-07-28 | 2017-12-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 (Dealing in Futures Contracts) | 2008-07-28 | 2016-10-10 |