Licences of SFC licenceholder ARJ056 ZHOU Xiaoming 周曉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RO 1, 4, 6 11 October 2017
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 29 May 2015 11 October 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 23 July 2008 27 February 2015