SFC Licences of ZHOU Xiaoming 周曉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 6 | 11 October 2017 | 31 March 2023 |
| Merrill Lynch Far East Limited | RO | 4 | 11 October 2017 | 31 March 2023 |
| Merrill Lynch Far East Limited | RO | 1 | 11 October 2017 | 31 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 11 October 2017 | 31 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 11 October 2017 | 31 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 11 October 2017 | 31 March 2023 |
| Merrill Lynch Far East Limited | RE | 6 | 29 May 2015 | 11 October 2017 |
| Merrill Lynch Far East Limited | RE | 4 | 29 May 2015 | 11 October 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 29 May 2015 | 11 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 May 2015 | 11 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 May 2015 | 11 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 May 2015 | 11 October 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 July 2008 | 27 February 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 July 2008 | 27 February 2015 |