SFC Licences of CAPANNA Derek Emmett
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 25 September 2023 | 29 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 13 January 2020 | 17 January 2020 |
| UBS Securities Asia Limited | RE | 1 | 18 October 2019 | 24 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 13 June 2019 | 19 June 2019 |
| UBS Securities Asia Limited | RE | 1 | 07 January 2019 | 11 January 2019 |
| UBS Securities Asia Limited | RE | 1 | 29 October 2018 | 02 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 22 June 2018 | 29 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 04 January 2018 | 12 January 2018 |
| UBS Securities Asia Limited | RE | 1 | 19 October 2017 | 27 October 2017 |
| UBS Securities Asia Limited | RE | 1 | 06 July 2017 | 11 July 2017 |
| UBS Securities Asia Limited | RE | 1 | 10 January 2017 | 13 January 2017 |
| UBS Securities Asia Limited | RE | 1 | 08 January 2016 | 14 January 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 28 February 2014 | 07 March 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 September 2013 | 08 October 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 July 2008 | 01 August 2008 |