SFC Licences of CHEN Chien-Hua 陳建華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Blue Box Asset Management Limited RO 9 29 November 2023
Blue Box Asset Management Limited RO 4 29 November 2023
Substance Asset Management Limited 元實資產管理有限公司 RO 9 19 April 2022 30 April 2022
Substance Asset Management Limited 元實資產管理有限公司 RO 4 19 April 2022 30 April 2022
Substance Capital (HK) Limited 元實資本有限公司 RO 9 23 April 2020 30 April 2022
Substance Capital (HK) Limited 元實資本有限公司 RO 4 23 April 2020 30 April 2022
Substance Capital (HK) Limited 元實資本有限公司 RO 1 23 April 2020 07 July 2021
Substance Capital (HK) Limited 元實資本有限公司 RE 9 24 April 2019 23 April 2020
Substance Capital (HK) Limited 元實資本有限公司 RE 4 02 April 2019 23 April 2020
Substance Capital (HK) Limited 元實資本有限公司 RE 1 02 April 2019 23 April 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 November 2008 26 November 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 November 2008 26 November 2018
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 31 July 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 31 July 2008 29 September 2008