SFC Licences of TONG James 湯凱智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 02 August 2011 | 29 February 2024 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 August 2011 | 29 February 2024 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 August 2011 | 31 January 2012 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 25 July 2008 | 02 August 2008 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 25 July 2008 | 02 August 2008 |