SFC Licences of CHANEZON Alain

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orfi Capital Limited RO 9 31 July 2013
Orfi Capital Limited RO 4 31 July 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 16 February 2011 18 March 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 16 February 2011 18 March 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 23 July 2008 23 October 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 23 July 2008 23 October 2008
Nomura Futures (Hong Kong) Limited RE 2 23 July 2008 23 October 2008