SFC Licences of CHANEZON Alain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orfi Capital Limited | RO | 9 | 31 July 2013 | |
Orfi Capital Limited | RO | 4 | 31 July 2013 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 16 February 2011 | 18 March 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 February 2011 | 18 March 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 July 2008 | 23 October 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 23 July 2008 | 23 October 2008 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 23 July 2008 | 23 October 2008 |