SFC Licences of XU Zhenzhong 徐震中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 | RE | 9 | 21 October 2013 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 21 October 2013 | |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 13 December 2010 | 08 October 2013 |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 9 | 08 September 2009 | 21 October 2010 |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 08 September 2009 | 21 October 2010 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 03 September 2008 | 21 July 2009 |