SFC Licences of LIU Wan Lung 廖雲龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 04 June 2012 27 February 2016
Emperor Securities Limited 英皇證券有限公司 RE 1 22 March 2010 27 February 2016
Emperor Securities Limited 英皇證券有限公司 RE 1 23 July 2008 19 March 2009