SFC Licences of LIU Wan Lung 廖雲龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 04 June 2012 | 27 February 2016 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 22 March 2010 | 27 February 2016 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 23 July 2008 | 19 March 2009 |