SFC Licences of CHAN Yu Sum Patrick 陳裕森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 18 February 2020 | 10 October 2023 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 February 2020 | 10 October 2023 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 24 September 2015 | 24 January 2020 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 24 September 2015 | 24 January 2020 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 05 March 2013 | 19 September 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 21 August 2012 | 19 September 2015 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 27 July 2009 | 17 August 2012 |