SFC Licences of CONNOR Gavin David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 September 2013 | 19 December 2018 |
| Merrill Lynch Far East Limited | RE | 7 | 16 September 2013 | 01 November 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 16 September 2013 | |
| Merrill Lynch Far East Limited | RE | 1 | 16 September 2013 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 31 May 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 October 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 July 2008 | 31 May 2013 |