SFC Licences of KELLOCK Mark William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Blue Pool Capital Limited | RE | 9 | 03 November 2016 | 14 September 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 29 April 2013 | 16 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 22 July 2010 | 24 January 2013 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 25 July 2008 | 01 June 2010 |