SFC Licences of AU Pak Sze 歐柏斯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司	RE	9	30 October 2023
WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司	RE	4	30 October 2023
WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司	RE	1	30 October 2023
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	5	19 December 2022	13 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	2	19 December 2022	13 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	4	31 October 2022	13 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	1	31 October 2022	13 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	9	06 September 2022	13 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	4	06 September 2022	13 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	1	06 September 2022	13 July 2023
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司	RO	9	04 March 2019	24 April 2021
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司	RO	4	04 March 2019	24 April 2021
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司	RE	9	13 October 2017	04 March 2019
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司	RE	4	13 October 2017	04 March 2019
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	14 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	29 July 2008	14 May 2012
Morgan Stanley Hong Kong Futures Limited	RE	2	29 July 2008	06 December 2010