SFC Licences of ZENG Keke 曾可可

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Piper Jaffray Asia Limited 派杰亞洲有限公司 RE 6 02 July 2010 01 May 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 17 December 2009 26 February 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 17 December 2009 26 February 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 17 December 2009 26 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 29 October 2008 17 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 29 October 2008 17 April 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 31 July 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 31 July 2008 29 September 2008