SFC Licences of ZENG Keke 曾可可
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 02 July 2010 | 01 May 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 17 December 2009 | 26 February 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 December 2009 | 26 February 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 December 2009 | 26 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 29 October 2008 | 17 April 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 October 2008 | 17 April 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 31 July 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 31 July 2008 | 29 September 2008 |