SFC Licences of CHEN Yuzhe 陳宇哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 03 December 2010 | 28 July 2011 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 03 December 2010 | 28 July 2011 |
Lazard Asia (Hong Kong) Limited | RE | 1 | 10 December 2009 | 06 July 2010 |
Lazard Asia (Hong Kong) Limited | RE | 6 | 20 November 2009 | 06 July 2010 |
Lazard Asia (Hong Kong) Limited | RE | 4 | 20 November 2009 | 06 July 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 24 October 2008 | 26 September 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 24 October 2008 | 26 September 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 August 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 August 2008 | 29 September 2008 |