SFC Licences of LEE Allen Po 李尚紘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Millennium Capital Management (Hong Kong) Limited	RE	2	26 June 2023	07 July 2023
Millennium Capital Management (Hong Kong) Limited	RE	1	26 June 2023	07 July 2023
J.P. Morgan Broking (Hong Kong) Limited	RE	5	11 January 2016	28 February 2017
J.P. Morgan Broking (Hong Kong) Limited	RE	2	11 January 2016	28 February 2017
J.P. Morgan Broking (Hong Kong) Limited	RE	4	11 January 2016	04 October 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	1	11 January 2016	04 October 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 August 2012	30 September 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 August 2012	30 September 2013
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	27 April 2012	21 July 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	20 April 2011	21 July 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	20 April 2011	21 July 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	09 March 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	09 March 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	01 August 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	01 August 2008	29 September 2008