SFC Licences of KAM Wendy Wing Yee 金穎怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 08 June 2009 | 21 July 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 June 2009 | 21 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 18 August 2008 | 26 March 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 August 2008 | 26 March 2009 |