SFC Licences of LAM Chun Pong 林俊邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 14 January 2015 | 30 November 2015 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 14 January 2015 | 30 November 2015 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 14 January 2015 | 30 November 2015 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 14 January 2015 | 30 November 2015 |
One China Securities Limited 一中證券有限公司 | RE | 1 | 28 August 2008 | 23 December 2011 |