SFC Licences of NEMOTO Yoko
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 21 July 2017 | 28 July 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 April 2016 | 12 May 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 04 December 2015 | 31 December 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 April 2010 | 28 August 2015 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 22 April 2010 | 28 August 2015 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 9 | 07 August 2008 | 01 October 2009 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 4 | 07 August 2008 | 01 October 2009 |