SFC Licences of SZE TO Kwok Chun 司徒國駿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 12 August 2021
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 12 August 2021
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 22 July 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 18 December 2017 18 June 2021
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 10 October 2014 24 November 2017
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 11 November 2013 04 October 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 11 November 2013 04 October 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 31 May 2012 07 November 2013
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 07 May 2012 07 November 2013
DA International Financial Service Limited 直達國際金融服務有限公司 RE 2 01 December 2011 04 May 2012
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 26 August 2011 19 October 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 30 July 2008 04 July 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 July 2008 04 July 2011