SFC Licences of YAN Ka Lok 甄家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chief Securities Limited 致富證券有限公司 RE 4 13 April 2017
Chief Securities Limited 致富證券有限公司 RE 1 13 April 2017
Chief Commodities Limited 致富期貨商品有限公司 RE 2 13 April 2017
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 08 August 2016 22 March 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 08 August 2016 22 March 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 08 August 2016 22 March 2017
Chief Securities Limited 致富證券有限公司 RE 4 11 January 2016 31 July 2016
Chief Securities Limited 致富證券有限公司 RE 1 25 October 2013 31 July 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 25 October 2013 31 July 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 26 June 2013 18 September 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 26 June 2013 18 September 2013
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 07 May 2013 18 June 2013
Wing Fung Securities Limited 永豐證券有限公司 RE 1 07 May 2013 18 June 2013
Po Sang Securities Limited 寶生證券有限公司 RE 1 20 April 2012 29 April 2013
Po Sang Securities Limited 寶生證券有限公司 RE 2 05 September 2008 29 April 2013