SFC Licences of YAN Ka Lok 甄家樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Commodities Limited 致富期貨商品有限公司 |
RE | 2 | 13 April 2017 | |
| Chief Securities Limited 致富證券有限公司 |
RE | 1, 4 | 13 April 2017 | |
| Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司 |
RE | 1, 4 | 08 August 2016 | 22 March 2017 |
| Kim Eng Futures (Hong Kong) Limited 金英期貨(香港)有限公司 |
RE | 2 | 08 August 2016 | 22 March 2017 |
| Chief Securities Limited 致富證券有限公司 |
RE | 4 | 11 January 2016 | 31 July 2016 |
| Chief Securities Limited 致富證券有限公司 |
RE | 1 | 25 October 2013 | 31 July 2016 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RE | 2 | 25 October 2013 | 31 July 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 1, 2 | 26 June 2013 | 18 September 2013 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RE | 2 | 07 May 2013 | 18 June 2013 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RE | 1 | 07 May 2013 | 18 June 2013 |
| Po Sang Securities and Futures Limited 寶生證券及期貨有限公司 |
RE | 1 | 20 April 2012 | 29 April 2013 |
| Po Sang Securities and Futures Limited 寶生證券及期貨有限公司 |
RE | 2 | 05 September 2008 | 29 April 2013 |