SFC Licences of YAN Ka Lok 甄家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chief Commodities Limited 致富期貨商品有限公司
RE 2 13 April 2017
Chief Securities Limited 致富證券有限公司
RE 1, 4 13 April 2017
Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司
RE 1, 4 08 August 2016 22 March 2017
Kim Eng Futures (Hong Kong) Limited 金英期貨(香港)有限公司
RE 2 08 August 2016 22 March 2017
Chief Securities Limited 致富證券有限公司
RE 4 11 January 2016 31 July 2016
Chief Securities Limited 致富證券有限公司
RE 1 25 October 2013 31 July 2016
Chief Commodities Limited 致富期貨商品有限公司
RE 2 25 October 2013 31 July 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 2 26 June 2013 18 September 2013
Wing Fung Futures Limited 永豐期貨有限公司
RE 2 07 May 2013 18 June 2013
Wing Fung Securities Limited 永豐證券有限公司
RE 1 07 May 2013 18 June 2013
Po Sang Securities and Futures Limited 寶生證券及期貨有限公司
RE 1 20 April 2012 29 April 2013
Po Sang Securities and Futures Limited 寶生證券及期貨有限公司
RE 2 05 September 2008 29 April 2013