SFC Licences of CLARK Kelly Kent

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 7 16 September 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 16 September 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 16 September 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 16 September 2020
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RO 2 30 May 2019 31 July 2020
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RO 9 25 May 2018 31 July 2020
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RO 1 25 May 2018 31 July 2020
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 04 April 2018 25 May 2018
FIL Investment Advisors RE 9 20 March 2018 31 July 2020
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 20 March 2018 25 May 2018
Balyasny Asset Management (Hong Kong) Limited RE 9 27 February 2012 12 February 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 24 November 2009 16 February 2012
Citadel Asia Limited RE 9 12 August 2008 19 January 2009