SFC Licences of YAM Ying 任瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 02 December 2014 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 August 2011 | 17 November 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 27 January 2010 | 12 January 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 January 2010 | 12 January 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2008 | 30 March 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2008 | 30 March 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 July 2008 | 30 March 2009 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 31 July 2008 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 31 July 2008 | 24 November 2008 |