SFC Licences of YU Wing Lok, Garry 余永祿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 1 14 April 2015 01 August 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 14 April 2015 01 August 2015
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 RE 9 02 April 2014 01 August 2015
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 11 September 2013 01 August 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 11 September 2013 01 August 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 11 September 2013 14 April 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 11 September 2013 14 April 2015
iBest Consultants Limited RE 9 15 October 2012 27 July 2013
iBest Consultants Limited RE 4 15 October 2012 27 July 2013
iBest Consultants Limited RE 2 15 October 2012 27 July 2013
iBest Consultants Limited RE 1 15 October 2012 27 July 2013
iBest Consultants Limited RE 4 28 October 2009 01 March 2011
iBest Consultants Limited RE 1 28 October 2009 01 March 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 17 November 2008 29 September 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 November 2008 29 September 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 30 July 2008 29 September 2012