SFC Licences of AU Ka Ho 歐家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 February 2013 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 September 2010 | |
UBS Securities Asia Limited | RE | 1 | 04 August 2008 | 14 August 2010 |