SFC Licences of KING Kalina Shaw Tsang-jia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lunar Capital Management Limited | RE | 4 | 22 February 2012 | 21 May 2013 |
| ALPS Advisory (HK) Limited | RE | 9 | 24 February 2010 | 01 February 2012 |
| ALPS Advisory (HK) Limited | RE | 4 | 24 February 2010 | 01 February 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2008 | 13 February 2009 |