SFC Licences of DESAI Hital Prakash
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 17 June 2013 | 01 April 2017 |
| Merrill Lynch Far East Limited | RE | 4 | 17 June 2013 | 01 April 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 17 June 2013 | 01 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 June 2013 | 01 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 June 2013 | 01 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 June 2013 | 01 April 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 24 December 2010 | 19 March 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 24 December 2010 | 10 July 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 September 2010 | 19 March 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 July 2008 | 11 June 2010 |