SFC Licences of CAI Yipeng 蔡奕鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCTIC International Limited 中誠國際資本有限公司 RO 4 28 September 2016
CCTIC International Limited 中誠國際資本有限公司 RO 9 17 January 2012
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 RO 4 17 January 2012 29 September 2016
QMIS Asset Management Limited 華亞資產管理有限公司 RO 4 07 October 2011 01 January 2012
QMIS Asset Management Limited 華亞資產管理有限公司 RO 9 07 October 2011 01 January 2012
QMIS Asset Management Limited 華亞資產管理有限公司 RE 4 09 September 2009 07 October 2011
QMIS Asset Management Limited 華亞資產管理有限公司 RE 9 09 September 2009 07 October 2011
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 9 05 September 2008 28 August 2009
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 4 05 September 2008 28 August 2009