SFC Licences of CAI Yipeng 蔡奕鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCTIC International Limited 中誠國際資本有限公司 | RO | 4 | 28 September 2016 | |
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RO | 4 | 17 January 2012 | 29 September 2016 |
CCTIC International Limited 中誠國際資本有限公司 | RO | 9 | 17 January 2012 | |
QMIS Asset Management Limited 華亞資產管理有限公司 | RO | 9 | 07 October 2011 | 01 January 2012 |
QMIS Asset Management Limited 華亞資產管理有限公司 | RO | 4 | 07 October 2011 | 01 January 2012 |
QMIS Asset Management Limited 華亞資產管理有限公司 | RE | 9 | 09 September 2009 | 07 October 2011 |
QMIS Asset Management Limited 華亞資產管理有限公司 | RE | 4 | 09 September 2009 | 07 October 2011 |
Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 05 September 2008 | 28 August 2009 |
Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 4 | 05 September 2008 | 28 August 2009 |