SFC Licences of TAM Ka Heng, Carmen 譚嘉恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kudos Summit Asset Management Limited 森翹資產管理有限公司	RE	9	23 February 2024
Kudos Summit Asset Management Limited 森翹資產管理有限公司	RE	4	23 February 2024
STI Asset Management Limited	RE	9	20 March 2018	31 March 2022
STI Asset Management Limited	RE	4	20 March 2018	31 March 2022
STI Asset Management Limited	RE	1	20 March 2018	31 March 2022
VMS Securities Limited 鼎珮證券有限公司	RE	9	15 August 2013	31 May 2015
VMS Securities Limited 鼎珮證券有限公司	RE	6	15 August 2013	31 May 2015
VMS Securities Limited 鼎珮證券有限公司	RE	4	15 August 2013	31 May 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	06 February 2012	15 April 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	06 February 2012	15 April 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	06 February 2012	15 April 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	07 July 2010	28 August 2010
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	07 July 2010	28 August 2010
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	07 July 2010	28 August 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	9	12 September 2008	30 April 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	6	12 September 2008	30 April 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	4	12 September 2008	30 April 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	1	12 September 2008	30 April 2010