SFC Licences of PANG So Sum, Rio 彭素心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 20 October 2021 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 20 October 2021 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 20 October 2021 | |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 16 October 2012 | 04 August 2020 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 16 October 2012 | 20 January 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 07 August 2008 | 05 November 2020 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 07 August 2008 | 05 November 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 07 August 2008 | 05 November 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 07 August 2008 | 05 November 2020 |