SFC Licences of LAM Ka Wai 林嘉偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ruihua (International) Fund Limited 瑞華(國際)基金有限公司 RO 9 29 April 2021
Ruihua (International) Fund Limited 瑞華(國際)基金有限公司 RO 4 29 April 2021
Conrad Investment Services Limited RO 9 28 December 2020 14 April 2021
Conrad Investment Services Limited RO 4 04 August 2020 14 April 2021
Conrad Investment Services Limited RE 1 10 July 2020 14 April 2021
Conrad Investment Services Limited RE 4 10 July 2020 04 August 2020
IDEG Asset Management (Hong Kong) Limited RE 1 28 January 2019 29 May 2019
IDEG Asset Management (Hong Kong) Limited RO 9 06 December 2018 29 May 2019
IDEG Asset Management (Hong Kong) Limited RO 4 06 December 2018 29 May 2019
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RO 9 18 January 2017 24 November 2018
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RO 4 18 January 2017 24 November 2018
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RE 9 24 September 2012 18 January 2017
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RE 4 24 September 2012 18 January 2017
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RE 2 31 August 2010 08 November 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 16 February 2009 07 February 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 31 December 2008 07 February 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 30 September 2008 07 February 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 05 August 2008 07 February 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 05 August 2008 07 February 2010