SFC Licences of CHEN Jing 陳靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Twin Peaks Capital Limited 崇嶺資本有限公司 RE 9 05 November 2021 16 January 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 20 April 2018 31 August 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 20 April 2018 31 August 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 20 April 2018 31 August 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 06 October 2017 20 April 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 06 October 2017 20 April 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 06 October 2017 20 April 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 3 21 November 2014 23 May 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 2 19 November 2014 25 May 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 19 November 2014 25 May 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 19 November 2014 25 May 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 3 16 September 2014 21 November 2014
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 16 September 2014 19 November 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 16 September 2014 19 November 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 16 September 2014 19 November 2014
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 14 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 August 2008 14 May 2012
Morgan Stanley Hong Kong Futures Limited RE 2 07 August 2008 06 December 2010