SFC Licences of ZHOU Chanyan 周蟾燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
StillBrook Capital Limited 徑流資本有限公司 | RO | 9 | 11 May 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 19 April 2011 | 25 May 2020 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 19 April 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 19 April 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 January 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 21 September 2009 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2008 | 25 May 2020 |