SFC Licences of HU Xiao 胡曉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 6 | 03 November 2015 | 03 March 2017 |
Merrill Lynch Far East Limited | RO | 4 | 03 November 2015 | 03 March 2017 |
Merrill Lynch Far East Limited | RO | 1 | 03 November 2015 | 03 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RO | 6 | 03 November 2015 | 03 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 03 November 2015 | 03 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 03 November 2015 | 03 March 2017 |
Merrill Lynch Far East Limited | RE | 6 | 30 July 2012 | 03 November 2015 |
Merrill Lynch Far East Limited | RE | 4 | 30 July 2012 | 03 November 2015 |
Merrill Lynch Far East Limited | RE | 1 | 30 July 2012 | 03 November 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 July 2012 | 03 November 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 July 2012 | 03 November 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 July 2012 | 03 November 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 11 August 2008 | 22 June 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 August 2008 | 22 June 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 August 2008 | 31 January 2012 |