SFC Licences of SHI Chun Hei 佘俊熹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 27 October 2015 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 October 2015 | |
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 20 June 2012 | 16 October 2015 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 27 April 2012 | 16 October 2015 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 16 March 2011 | 18 April 2012 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 18 September 2008 | 21 November 2009 |