SFC Licences of HO Alexander Da Yung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 28 November 2008 | 18 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 28 November 2008 | 18 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 28 November 2008 | 18 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 November 2008 | 18 August 2012 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 28 November 2008 | 21 January 2009 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 28 November 2008 | 21 January 2009 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 27 August 2008 | 29 September 2008 |
| Lehman Brothers Futures Asia Limited | RE | 2 | 27 August 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 21 August 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 21 August 2008 | 29 September 2008 |