SFC licenceholder ARM308 CHEUNG Hoi Tai, Andy 張海泰

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [7] (Providing Automated Trading Services) 22 August 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 27 August 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 April 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [7] (Providing Automated Trading Services) 15 April 2010 01 November 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 November 2008 26 February 2010
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE [1] (Dealing in Securities) 29 August 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 August 2008 29 September 2008
Lehman Brothers Futures Asia Limited RE [2] (Dealing in Futures Contracts) 29 August 2008 29 September 2008