SFC Licences of CHONG Yee Wai 莊以惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dymon Asia Capital (HK) Limited | RE | 9 | 23 March 2021 | 27 April 2021 |
Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 27 May 2014 | 23 June 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 08 June 2009 | 24 September 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 21 November 2008 | 01 June 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 August 2008 | 24 September 2012 |