SFC Licences of YIP Yuk Lam 葉旭林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 13 February 2017 15 March 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017 15 March 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017 15 March 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 13 February 2017 06 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 21 May 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 17 May 2012 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 15 March 2012 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 15 March 2012 12 February 2017
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 15 March 2012 31 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 23 November 2009 17 February 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 12 November 2009 17 February 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 12 November 2009 17 February 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 12 November 2009 17 February 2012
Haitong International Research Limited 海通國際研究有限公司 RE 4 12 November 2009 17 November 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 10 March 2009 01 September 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 October 2008 01 September 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 16 October 2008 01 September 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 August 2008 01 September 2009