SFC Licences of MC DERMOTT Glen Michael

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 25 August 2015 15 September 2016
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 25 August 2015 15 September 2016
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 25 August 2015 15 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 31 May 2013 15 December 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 09 March 2011 15 December 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 21 February 2011 15 December 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 February 2011 15 December 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 21 February 2011 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 21 February 2011 31 August 2013
Orion Investment Management Limited RO 6 06 November 2009 31 January 2011
Orion Investment Management Limited RO 4 06 November 2009 31 January 2011
Orion Investment Management Limited RO 1 06 November 2009 31 January 2011
Wells Fargo Securities Asia Limited RE 1 01 September 2008 13 March 2009
Wells Fargo Securities Asia Limited RE 4 01 September 2008 13 March 2009
Wells Fargo Securities Asia Limited RE 9 01 September 2008 13 March 2009