SFC Licences of WANG Yayuan 王雅媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 31 May 2018 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 09 March 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 09 March 2018 | |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 December 2016 | 31 October 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RO | 1 | 27 October 2016 | 31 October 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 27 October 2016 | 31 October 2017 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 19 July 2016 | 31 October 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 19 July 2016 | 27 October 2016 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 27 May 2009 | 01 July 2016 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 14 April 2009 | 01 July 2016 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 11 August 2008 | 04 April 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 11 August 2008 | 04 April 2009 |