SFC Licences of FAN See Hang 范思恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 20 October 2017 | 03 July 2020 |
Merrill Lynch Far East Limited | RE | 6 | 02 July 2014 | 25 May 2017 |
Merrill Lynch Far East Limited | RE | 4 | 02 July 2014 | 25 May 2017 |
Merrill Lynch Far East Limited | RE | 1 | 02 July 2014 | 25 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 July 2014 | 25 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 July 2014 | 25 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2014 | 25 May 2017 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 20 April 2012 | 31 March 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 August 2008 | 30 July 2011 |