SFC Licences of LAU Wing Yee 劉穎怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 07 October 2022 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 19 October 2015 | 07 October 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 19 August 2008 | 26 June 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 19 August 2008 | 26 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 August 2008 | 26 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 August 2008 | 26 June 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 19 August 2008 | 26 June 2015 |
| Merrill Lynch Far East Limited | RE | 6 | 19 August 2008 | 26 June 2015 |