SFC Licences of TSANG Wing Ngai 曾永毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 1 30 December 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 6 30 December 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 25 April 2016 30 December 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 25 April 2016 30 December 2016
Yi Shun Da Capital Limited 易順達融資有限公司 RE 1 11 November 2015 11 April 2016
Yi Shun Da Capital Limited 易順達融資有限公司 RE 6 11 November 2015 11 April 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 6 21 November 2013 21 June 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 1 21 November 2013 21 June 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 02 October 2013 04 November 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 02 October 2013 04 November 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 02 October 2013 04 November 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 12 August 2008 03 July 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 12 August 2008 03 July 2013