SFC Licences of PUN Ka Wing 潘家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 24 March 2010 | 06 September 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 07 May 2009 | 02 March 2010 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 | RE | 1 | 19 August 2008 | 06 May 2009 |